Regulatory Filings

Keeping up with required filings can be confusing and tedious.  Our services include drafting and filing regulatory documents, corporate actions, and compliance advisory. 

If you are new to Edgar filing requirements, we can assist with the initial set up. 


Our Services

Companies in Inventory

IVHI - fully reporting 

ASPR - OTC Markets alternative reporting

In an effort to maintain market integrity and avoid the issue of selective disclosure, general emails relating to custodianships not be answered.  Serious buyers may contact SCC directly.

SEC Filings

  • Form 10
  • S-1
  • 8-K

OTC Markets Initial Application Set Up, Disclosure Statements, and Financial Filings     

Mergers & Acquisitions

  • Pre-closing due diligence
  • Pre and post-closing documentation


  • LOI Purchase Asset Agreements, Employee and Consulting Agreements


  • FINRA Corporate Actions
  • State Filings and Incorporations