A FULL SERVICE COMPLIANCE CONSULTING FIRM​


Services

Regulatory Filings


Keeping up with required filings can be confusing and tedious.  Our services include drafting and filing regulatory documents, corporate actions, and compliance advisory. 


If you are new to Edgar filing requirements, we can assist with the initial set up. 

 


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Our Services

SEC Filings


  • Form 10
  • S-1
  • 8-K


OTC Markets Initial Application Set Up, Disclosure Statements, and Financial Filings     


Mergers & Acquisitions

  • Pre-closing due diligence
  • Pre and post-closing documentation


Contracts

  • LOI Purchase Asset Agreements, Employee and Consulting Agreements


Compliance

  • FINRA Corporate Actions
  • State Filings and Incorporations


This list is not inclusive, contact us to inquire about additional services.